Wells Fargo gets a slap on the wrist for alleged violations of Cboe rules
Wells Fargo Securities has agreed to pay a fine of $50,000 to settle allegations about Cboe Exchange rule violations.
Wells Fargo
FINRA fines Wells Fargo Securities for overstating its advertised trade volume
Wells Fargo Securities has agreed to pay a fine of $200,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Wells Fargo, HSBC expand DLT solution to include CNH
Wells Fargo and HSBC announce that the blockchain-based solution they are using for bilateral FX settlements is expanding to include CNH.
SEC charges Wells Fargo Advisors with AML-related violations
Wells Fargo Advisors, the St. Louis-based broker-dealer, has agreed to pay $7 million to settle the charges.
Wells Fargo, HSBC agree to settle FX transactions via blockchain-based solution
Wells Fargo and HSBC announce an agreement to use a blockchain-based solution for the netting and settlement of matched FX transactions.
Wells Fargo announces new virtual assistant, Fargo
Wells Fargo has rebuilt the mobile banking experience, with an all-new virtual assistant – Fargo – to be added later in 2022.
FINRA fines Wells Fargo for inaccurate order receipt time reports
Wells Fargo Clearing Services failed to record an accurate order receipt time when registered representatives entered the order receipt time manually.
Wells Fargo Quantitative Prime Services adds HPR trading platform to offering
Wells Fargo partners with HPR to provide a next-generation trading platform for clients.
Extend joins Wells Fargo Startup Accelerator
Digital credit card platform Extend has joined the Wells Fargo Startup Accelerator.
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