SEC bars CEO of Worldwide Markets from association with any broker
The SEC bars Thomas F. Plaut, Chairman, and CEO of Worldwide Markets Ltd, from association with any broker, and dealer.
The SEC bars Thomas F. Plaut, Chairman, and CEO of Worldwide Markets Ltd, from association with any broker, and dealer.
Thomas Plaut’s WorldWideMarkets went defunct after systematically misappropriating at least $4.7 million of customer funds.