featured, FINRA, SPAC
0 Comments
LifeSci Capital, LLC has agreed to pay a fine of $900,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
DWAC, featured, SEC, SPAC, Trump Media
0 Comments
The Securities and Exchange Commission (SEC) has filed a complaint against Patrick Orlando, former CEO and Chairman of DWAC.
Ramas Capital Management, SEC, SPAC
0 Comments
Ganesh H. Betanabhatla, who previously managed private equity funds through his firm, Ramas Capital Management, LLC, has agreed to settle SEC charges.
featured, Nasdaq listing, sk growth, SPAC, webull
0 Comments
The combined company will retain its name as “Webull Corporation” and its ordinary shares are expected to be listed on NASDAQ.
featured, IPO, SEC, SPAC
0 Comments
The SEC today adopted new rules and amendments to enhance disclosures and provide additional investor protection in IPOs by SPACs.
Digital World Acquisition Corporation, insider trading, SEC, SPAC, Trump Media
0 Comments
Defendants made tens of millions of dollars from illegally trading on information of DWAC’s plan to acquire Trump Media & Technology Group Corp.
Coincheck, de-spac, featured, Monex, Nasdaq listing, SPAC
0 Comments
The plans of cryptocurrency company Coincheck, a subsidiary of Monex Group, Inc. to list on Nasdaq have been delayed by one year.
featured, Marcum, SEC, SPAC
0 Comments
The Securities and Exchange Commission today charged audit firm Marcum LLP with systemic quality control failures and violations of audit standards.
Andrew Maller, BTIG, Paul Wood, SPAC
0 Comments
BTIG has named Andrew Maller and Paul Wood Co-Heads of SPAC Investment Banking.
Coincheck, featured, Monex, Nasdaq listing, SPAC, Thunder Bridge Capital Partners IV
0 Comments
The parties to the Business Combination Agreement have agreed to extend the deadline for completing the CCG De-SPAC Transaction for one year.
Get FNG's daily email newsletter to get notice of all articles like this one, in a concise daily email.
Subscribe now!
