SEC goes after founder of Triterras Fintech
The Securities and Exchange Commission (SEC) has filed a lawsuit against Srinivas Koneru, Triterras Fintech’s founder and owner.
SPAC
CoinShares set to go public in the US through $1.2bn business combination with Vine Hill
CoinShares International Limited and Vine Hill Capital Investment Corp today announced that they have entered into a definitive business combination agreement.
FINRA imposes $900k fine on LifeSci Capital
LifeSci Capital, LLC has agreed to pay a fine of $900,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
SEC takes former CEO of Digital World Acquisition Corp to Court
The Securities and Exchange Commission (SEC) has filed a complaint against Patrick Orlando, former CEO and Chairman of DWAC.
SEC bans, fines former fund manager for defrauding two SPACs and private issuer
Ganesh H. Betanabhatla, who previously managed private equity funds through his firm, Ramas Capital Management, LLC, has agreed to settle SEC charges.
Webull Corporation plans Nasdaq listing through combination with SK Growth
The combined company will retain its name as “Webull Corporation” and its ordinary shares are expected to be listed on NASDAQ.
SEC adopts rules to enhance investor protections relating to SPACs
The SEC today adopted new rules and amendments to enhance disclosures and provide additional investor protection in IPOs by SPACs.
SEC charges former DWAC Board member and others for insider trading
Defendants made tens of millions of dollars from illegally trading on information of DWAC’s plan to acquire Trump Media & Technology Group Corp.
Coincheck’s plans to go public delayed by one year
The plans of cryptocurrency company Coincheck, a subsidiary of Monex Group, Inc. to list on Nasdaq have been delayed by one year.
SEC files charges against Marcum LLP for deficient audits of hundreds of SPAC clients
The Securities and Exchange Commission today charged audit firm Marcum LLP with systemic quality control failures and violations of audit standards.
