Saxo Capital Markets to pay $4M fine in Hong Kong for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Saxo Capital Markets HK Limited (SCMHK) $4 million.
The Securities and Futures Commission (SFC) has reprimanded and fined Saxo Capital Markets HK Limited (SCMHK) $4 million.
Saxo Capital Markets HK Limited launches the Let’s Trade Better With Saxo campaign, which aims to promote Saxo’s global offering.
Saxo Markets gets Type 4 and Type 9 Licenses from SFC, opening up more opportunities to better serve investors in Hong Kong.
Saxo Markets announces substantial reduction to both minimums and commissions across HK and US equities.