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Breaking News

CME to add USD/CNH spot FX basis spreads on CME FX Link

ANZ becomes first Australian bank as liquidity provider on FXSpotStream

CME Group to launch new CME Cross Currency API

Exclusive: Elena Kupriianova joins Kama Capital as CMO

Finery Markets adds Stillman Digital to crypto ECN liquidity providers

Raymond James

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Regulatory News

FINRA fines Raymond James & Associates for 1.85 million inaccurate trade confirmations

Maria Nikolova featured, FINRA, Raymond James 0 Comments January 31, 2023

FINRA fines Raymond James for having sent its customers at least 1,850,000 inaccurate trade confirmations.

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FINRA News/ Regulatory News

Former Morgan Stanley rep who improperly removed customers’ info gets fined

Maria Nikolova Morgan Stanley, Raymond James 0 Comments November 26, 2020

Joseph D. Olheiser faxed to Raymond James the client profile information for 20 Morgan Stanley customers, without their knowledge.

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LATEST NEWS

CME to add USD/CNH spot FX basis spreads on CME FX Link
October 8, 2024
ANZ becomes first Australian bank as liquidity provider on FXSpotStream
October 8, 2024
CME Group to launch new CME Cross Currency API
October 8, 2024
Exclusive: Elena Kupriianova joins Kama Capital as CMO
October 8, 2024
Finery Markets adds Stillman Digital to crypto ECN liquidity providers
October 8, 2024

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