Craig Donohue, featured, OCC, Stephen Luparello
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Equity derivatives clearing organization OCC today announced the appointment of Stephen Luparello as Chairman.
featured, Matt Rathbun, OCC
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Former Two Sigma executive Matt Rathbun will succeed current OCC CSO Mark Morrison, who is set to retire in 2025.
featured, MIAX Sapphire, OCC
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Equity derivatives clearing organization OCC today announced that MIAX Sapphire, LLC has become an OCC participant exchange.
Citi, Citibank, featured, OCC
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The Office of the Comptroller of the Currency (OCC) has issued an amendment to its October 7, 2020, Cease and Desist Order against Citibank, N.A.
Citadel Securities, featured, Josh Woods, OCC
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OCC today announced the appointment of Josh Woods, Citadel Securities’ Chief Technology Officer, to its Board of Directors.
featured, JPMorgan, OCC
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The Office of the Comptroller of the Currency (OCC) today announced a $250 million civil money penalty against JPMorgan Chase Bank, N.A.
Michael Blaugrund, OCC, OCC Board, Stephen Luparello
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OCC announces the addition of Michael Blaugrund, Boudewijn Duinstra and Stephen Luparello to its Board.
CFTC, featured, OCC, Richard Usher
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Former JPMorgan Forex trader Richard Usher has agreed to terminate his lawsuit against the CFTC.
CFTC, DCO, OCC
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Without admitting or denying the findings, OCC agreed to pay a $5 million penalty for violations of the CEA and CFTC regulations.
featured, Mike Nowak, OCC
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OCC announces its Board of Directors elected Mike Nowak as Chief Financial Officer and a member of OCC’s Management Committee.
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