featured, FINRA, Nomura Securities
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Nomura Securities International, Inc. (NSI) has agreed to pay a fine of $625,000 as a part of a settlement with FINRA.
featured, Nomura Securities
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Japan’s Securities Dealers Association today issued a fine of 30 million yen against Nomura Securities Co., Ltd.
featured, Nomura, Nomura Securities, OSE, TSE
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Osaka Exchange, Inc. (OSE) today issued a fine of 60 million yen against Nomura Securities Co., Ltd.
featured, Nomura, Nomura Securities
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Nomura Securities today announced the implementation of a set of measures following the arrest and indictment of an employee suspected of arson.
featured, Nomura, Nomura Securities
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Nomura Holdings, Inc. today issued a statement on the administrative action taken by Japan’s Financial Services Agency.
featured, Nomura, Nomura Securities
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Japan’s Ministry of Finance today announced the suspension of Nomura Securities’ Special Entitlements of JGB Market Special Participants.
featured, Nomura, Nomura Securities, RMBS
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Nomura Securities International (NSI) and the U.S. Attorney’s Office have entered into a non-prosecution agreement.
FTSE Russell, Nomura, Nomura Securities
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Nomura Securities and FTSE Russell announces that the Russell/Nomura Japan Equity Indexes’ annual reconstitution for 2022 has been implemented.
Nomura, Nomura Securities
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Nomura Fiduciary Research & Consulting will take over Nomura Securities’ Index Business.
Kyohei Morita, Nomura, Nomura Securities
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Nomura Securities today announced the appointment of Kyohei Morita as Chief Economist, Japan, effective August 1, 2022.
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