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Breaking News

Interactive Brokers launches daily options on the CAC 40 Index

Singapore MAS adds Transport minister Chee Hong Tat to its BoD

Komainu adds Paul Frost Smith as co-CEO alongside Robert Johnson

CFI advances into South Africa with new FSCA license

Alpha Group moves listing from AIM to London Main Market

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FINRA fines Instinet for violations of Regulation NMS

Maria Nikolova featured, FINRA, Instinet, NMS 0 Comments July 24, 2023

From August 1, 2019, through September 28, 2020, Instinet violated Rule 611(c) of Regulation NMS of the Securities Exchange Act of 1934.

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Regulatory News

FINRA fines Citi for reporting deficiencies

Maria Nikolova Citi fine, featured, FINRA, NMS 0 Comments November 21, 2022

Citigroup Capital Markets has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

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LATEST NEWS

Interactive Brokers launches daily options on the CAC 40 Index
May 2, 2024
Singapore MAS adds Transport minister Chee Hong Tat to its BoD
May 2, 2024
Komainu adds Paul Frost Smith as co-CEO alongside Robert Johnson
May 2, 2024
CFI advances into South Africa with new FSCA license
May 2, 2024
Alpha Group moves listing from AIM to London Main Market
May 2, 2024

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