FINRA fines Instinet for violations of Regulation NMS
From August 1, 2019, through September 28, 2020, Instinet violated Rule 611(c) of Regulation NMS of the Securities Exchange Act of 1934.
From August 1, 2019, through September 28, 2020, Instinet violated Rule 611(c) of Regulation NMS of the Securities Exchange Act of 1934.
Citigroup Capital Markets has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).