CFD broker, FCA, featured, insider dealing, market abuse, narrowing the spread, UK CFD regulation
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CFDs and spread bets are particularly vulnerable to being used for insider dealing due to the speculative and leveraged nature of the products.
FCA, featured, Globo plc, market abuse
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The Financial Conduct Authority (FCA) has commenced civil proceedings against the former CEO and CFO of Globo Plc for alleged market abuse.
featured, market abuse, Saxo Bank, White label
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Multi-asset investment specialist Saxo Bank reminds its white label partners about their market abuse compliance obligations.
Atlantic Securities, CIF, market abuse
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CySEC announces the imposition of a EUR 3,000 fine on Atlantic Securities Ltd for violating market abuse regulation.
FCA warning, market abuse
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The FCA alleges that the individual, who was a member of the Board of a listed company, negligently engaged in market abuse.
FCA warning, market abuse
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The FCA today issued a statement confirming warning notices to three futures traders accused of engaging in market abuse.
FCA ban, Fenician Capital Management, market abuse
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The FCA prohibited Corrado Abbattista from performing any functions in relation to regulated activity.
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