HSBC to pay $25k fine for alleged violations of CME rules
International derivatives marketplace CME Group has imposed a $25,000 fine on HSBC Securities (USA) Inc.
HSBC
FCA imposes £6.2M fine on HSBC for treatment of customers in financial difficulty
The FCA has fined HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc £6,280,100.
Noel Quinn to retire as HSBC CEO
HSBC Holdings plc (LON:HSBA) today announced that Group Chief Executive, Noel Quinn, has informed the Board of his intention to retire.
HSBC to sell its business in Argentina for $550M
HSBC Latin America B.V. has entered into a binding agreement to sell its business in Argentina to Grupo Financiero Galicia.
ACCC fines HSBC for alleged breaches of Consumer Data Right rules
HSBC Bank Australia Limited has paid penalties totalling $33,000 after the ACCC issued it with two infringement notices.
HSBC closes sale of its retail banking business in France to CCF
HSBC Continental Europe (HBCE) has completed the sale of its retail banking business in France to CCF.
HSBC goes live on Broadridge’s newly launched sponsored repo solution
HSBC is the next client to go live on the newly launched sponsored repo solution built on Broadridge’s DLT enabled DLR platform.
HSBC Securities to pay $2M fine for FINRA rule violations
HSBC Securities (USA) Inc. has agreed to pay a fine of $2 million for violations of Financial Industry Regulatory Authority (FINRA) rules.
Citi to sell onshore consumer wealth portfolio in China to HSBC
The transaction advances the previously announced China consumer banking wind-down as part of Citi’s strategy refresh.
HSBC Securities gets a slap on the wrist for violating CME recordkeeping requirements
HSBC Securities (USA) Inc.’s Data Entry Errors exceeded the 10% threshold level mandated by Rule 536.F.
