SEC obtains final judgment against Global Investment Strategy UK
The SEC has secured a final judgment against Global Investment Strategy UK, ordering the company to pay a $1 million fine.
The SEC has secured a final judgment against Global Investment Strategy UK, ordering the company to pay a $1 million fine.
Global Investment Strategy UK (GIS) has agreed to a fine of $1 million and John Gunn will pay $100,000.
The Court has denied a motion by Global Investment Strategy UK to dismiss an action launched by the SEC.