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Forex News/ Regulatory News

Global Investment Strategy UK to pay $1M fine to settle SEC charges

Maria Nikolova GIS, Global Investment Strategy 0 Comments March 14, 2022

Global Investment Strategy UK (GIS) has agreed to a fine of $1 million and John Gunn will pay $100,000.

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Regulatory News

Global Investment Strategy UK fails to escape SEC action

Maria Nikolova GIS, Global Investment Strategy, SEC 0 Comments October 20, 2021

The Court has denied a motion by Global Investment Strategy UK to dismiss an action launched by the SEC.

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Broadridge, Apex Silver partner on integrated cost basis and tax reporting offering
March 21, 2023
Leucadia Asset Management to provide seed capital to Catenary Alternatives Asset Management
March 21, 2023
Circle seeks regulatory approvals in France
March 21, 2023
StoneX Financial to pay $100,000 fine for alleged CME rule violations
March 21, 2023
GCEX partners with The Sandbox on client engagement platform within the DubaiVerse
March 21, 2023

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