FCA, FCA ban, featured, market manipulation
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The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services.
FCA, FCA ban, featured
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The UK FCA has banned Christopher Vincent Summers from performing any function in relation to any regulated activity.
CFD marketing, FCA ban, featured, refer a friend bonuses
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The FCA wants to reduce the number of people who are investing in high-risk products that do not reflect their risk appetite.
EverFX, FCA ban, UK CFD regulation
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The FCA has acted to stop ICC Intercertus Capital Ltd, and other members of its group which trade as EverFX, from offering CFDs.
101investing, Cypriot CFD broker, FCA ban, FXBFI
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FXBFI must not conduct any regulated activities with, or in respect of, any client who is resident in the United Kingdom.
Cyprus CFD broker, FCA ban, FXVC, UK CFD broker
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The FCA has acted to stop Finteractive Limited (trading as FXVC), from offering high risk CFDs to UK investors.
Dickinsons, FCA ban
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The FCA banned former Dickinsons financial adviser Simon Varley from working in financial services and fined him £68,300.
FCA ban, Fenician Capital Management, market abuse
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The FCA prohibited Corrado Abbattista from performing any functions in relation to regulated activity.
ban mini-bonds, FCA ban, London Capital & Finance, mini-bonds
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The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities – including speculative mini-bonds – to retail investors.
FCA ban, Peter Howson, Vanguard Wealth Management
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The regulator has banned Peter Howson and John Butterfield from performing any regulated activity.
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