FCA imposes £17.2M fine on ED&F Man Capital Markets Ltd
The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading.
The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading.
The CFTC has fined ED&F Man, a London-based provisionally registered swap dealer, for failing to comply with certain swap dealer requirements.