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StoneX Financial to pay fine to settle ICE Futures US charges

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HK regulator imposes $2.45M fine on Deutsche Securities Asia

Maria Nikolova Deutsche Bank, Deutsche Securities Asia, Hong Kong SFC 0 Comments June 24, 2021

The Hong Kong SFC fines Deutsche Securities Asia Limited $2.45 million over incorrect prime brokerage client statements.

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StoneX Financial to pay fine to settle ICE Futures US charges
September 20, 2024
FINRA imposes $425k fine on Wedbush Securities
September 20, 2024
Robinhood gets jersey patch as sponsor of NBA’s Memphis Grizzlies
September 19, 2024
NFA orders Trinity Trading Group not to reapply for membership
September 19, 2024
SEC charges Inspire Investing with making misleading statements
September 19, 2024

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