FCA imposes £8.96M fine on Charles Schwab UK for safeguarding and compliance failures
The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd £8.96 million for failing to adequately protect client assets.
The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd £8.96 million for failing to adequately protect client assets.
Schwab has developed an algorithm that analyzes billions of pieces of client data in order to detect clients’ intent.
The race for the online retail trader is on again, as industry leader Charles Schwab officially launched its version of […]