BTIG, featured, regulation sho, SEC
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The SEC and BTIG continue their settlement talks in a lawsuit about BTIG’s alleged violations of Regulation SHO.
BTIG, Tanya Williams
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BTIG announced today that Tanya Williams, CFA, has joined the firm as a Managing Director and Director of Macro Markets Strategy.
BTIG, Steve Marchini
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BTIG announced today that Steve Marchini has joined the firm’s Electronic Trading Sales division as a Managing Director.
BTIG, BTIG Australia
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Drew Forrest and Joe Mahony join BTIG in Melbourne as Managing Directors, and Lee Mitchell joins as a Director.
BTIG, regulation sho, SEC, short selling
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The settlement in principle between the SEC and BTIG includes an injunction, disgorgement, and a civil money penalty.
BTIG, Christopher Heaney, David Cantor
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BTIG announces several key hires to enhance the firm’s Structured Product business within BTIG’s FICC division.
Alex Alden has joined BTIG as Managing Director and Head of Financial Institutions and Financial Technology within its Investment Banking division.
BTIG Limited has hired Andrew Vass, a seasoned trading specialist, expanding the firm’s Institutional Equities business in London.
BTIG, Richard Jacklin
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BTIG announces the appointment off Richard Jacklin as Chief Operating Officer of its Securities Division.
BTIG has added trading specialist Ben Patch as a Managing Director to the firm’s Fixed Income Credit division.
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