FINRA orders American Portfolios to pay $400k in fines, $1.2M in restitution
The Financial Industry Regulatory Authority (FINRA) has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest.
The Financial Industry Regulatory Authority (FINRA) has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest.