FINRA reminds firms of their regulatory obligations when using Gen AI
FINRA reminds its member firms that FINRA’s rules, and the securities laws more generally, continue to apply when member firms use Gen AI.
FINRA reminds its member firms that FINRA’s rules, and the securities laws more generally, continue to apply when member firms use Gen AI.
The Board of Directors of GMO Internet Group, Inc. has resolved at a meeting held on June 17, 2024, to establish GMO AI & Robotics Corporation.
The SEC today charged Ilit Raz, CEO and founder of the now-shuttered AI recruitment startup Joonko, with defrauding investors of at least $21 million.
Nasdaq has introduced new AI-powered capabilities for the Nasdaq Boardvantage Board Portal on Microsoft Azure.
The SEC today announced settled charges against Delphia (USA) Inc. and Global Predictions Inc., for making false statements about their purported AI use.
JPX Market Innovation & Research, Inc. (JPXI) announced the launch of a proof of concept (PoC) for “JPX Market Explorer.”
CQG today announced completion of internal testing and proof-of-concept using live data on an artificial intelligence (AI) predictive model for traders.
Sumitomo Mitsui Trust Bank will apply generative AI to simulate financial scenarios and more accurately price derivatives and value adjustments.
Nasdaq (NASDAQ:NDAQ) today announced it has received SEC approval to launch Dynamic Midpoint Extended Life Order (M-ELO).
Ant Group will implement the financial LLM on its digital finance platform business supporting financial institutions in the China market.