CME fines ADM Investor Services for deficient supervision of employees and agents
ADM Investor Services, Inc. has agreed to pay a fine of $450,000 to settle CME charges.
ADM Investor Services, Inc. has agreed to pay a fine of $450,000 to settle CME charges.
Peter Brooks had been with institutional broker Sucden Financial for 14 years, and Head of eFX at Sucden since 2014.