featured, NFA, Traders Edge
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Traders Edge Inc., an introducing broker located in Madison, N.J., will have to withdraw from, and not reapply for, NFA membership.
featured, NFA, NFA member, Revankar Consultancy
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NFA has ordered Revankar Consultancy LLC not to reapply for NFA membership or act or be listed as a principal of an NFA Member.
FCM, featured, introducing broker, NFA
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The National Futures Association (NFA) has issued an alert to futures commission merchants (FCMs) and introducing brokers (IBs).
featured, NFA, NinjaTrader
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NFA orders Chicago, Ill. futures commission merchant NinjaTrader Clearing LLC to pay a $250,000 fine.
24/7 clearing, featured, NFA
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NFA believes the Commission should consider if its current risk disclosures are appropriate for customers, particularly retail.
Futu Futures, NFA fine
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Futu’s explanations for its repeated late filings raise questions about whether the firm takes seriously its reporting obligations.
featured, Marex, NASDAQ:MRX, Timothy Hendricks, X-Change Financial Access, XFA
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The Decision ordered XFA Senior Managing Partner Timothy Hendricks not to act in a supervisory capacity for XFA for 90 days.
AML, AML violations, anti-money laundering, featured, futures broker, futures trading, Michael Cavanaugh, NinjaTrader
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NinjaTrader had opened or maintained more than 475 accounts for customers located in countries on its Blocked Country List.
CME Group, FCM registration, featured, NFA
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CME Group today announced it has received approval from the National Futures Association to establish a futures commission merchant (FCM).
featured, NFA, Trinity Trading
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NFA orders Florida firm Trinity Trading Group LLC and its principal not to reapply for NFA membership and principal status.
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