Futu Futures, NFA fine
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Futu’s explanations for its repeated late filings raise questions about whether the firm takes seriously its reporting obligations.
featured, Marex, NASDAQ:MRX, Timothy Hendricks, X-Change Financial Access, XFA
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The Decision ordered XFA Senior Managing Partner Timothy Hendricks not to act in a supervisory capacity for XFA for 90 days.
AML, AML violations, anti-money laundering, featured, futures broker, futures trading, Michael Cavanaugh, NinjaTrader
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NinjaTrader had opened or maintained more than 475 accounts for customers located in countries on its Blocked Country List.
CME Group, FCM registration, featured, NFA
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CME Group today announced it has received approval from the National Futures Association to establish a futures commission merchant (FCM).
featured, NFA, Trinity Trading
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NFA orders Florida firm Trinity Trading Group LLC and its principal not to reapply for NFA membership and principal status.
NFA orders commodity pool operator Ikigai Strategic Partners LLC and its principal Anthony Robert Emtman to pay a $150,000 fine.
East West Global, featured, NFA
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NFA has permanently prohibited East West Global LLC, a former NFA Member commodity pool operator, from reapplying for membership.
featured, NFA, Turing FX
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NFA orders commodity pool operators Turing FX LLC and Rockhill Capital Management LLC not to reapply for NFA membership.
featured, NFA, Rimar Capital
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NFA orders Rimar Capital and its principal Itai Royi Liptz to withdraw from NFA membership and principal status.
featured, NFA, Sigma Broking
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NFA orders London, United Kingdom introducing broker Sigma Broking Limited to pay a $150,000 fine.
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