featured, LPL, SEC, Wells Fargo
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The Securities and Exchange Commission (SEC) today announced settled charges against Wells Fargo Clearing Services LLC and LPL Financial LLC.
Deutsche Bank, featured, SEC
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The Securities and Exchange Commission (SEC) today charged registered broker-dealer Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG.
BVI forex broker, Cayman Islands FX license, Doo Financial, Doo Group, featured, offshore fx brokers
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The Doo Group operates several different online trading brands including Doo Prime, Doo Clearing, and Doo Financial.
Aquis, featured, SIX
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Aquis has announced the results of the Court Meeting and General Meeting held earlier today in connection with the proposed acquisition by SIX.
featured, Saxo Bank, SaxoPartnerConnect, SPC
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Multi-asset investment specialist Saxo Bank has made several updates and enhancements to SaxoPartnerConnect (SPC).
featured, LME, Sucden Financial
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Sucden Financial Hamburg GmbH will commence trading with effect from January 2, 2025 as a Category 4 member of LME.
Doo Prime, featured, George Maher, MENA forex, Scope Markets
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George Maher joins Scope Markets after spending the past two years at Doo Prime, as Regional Sales Manager in Dubai.
Australia forex brokers, BrightAU Capital Pty Ltd, EuropeFX, featured, Maxi EFX Global AU Pty Ltd, TradeFred, Union Standard International Group Pty Ltd, USGFX, USGFX bankruptcy
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Onboarding at EuropeFX and TradeFred actively sought to attract customers who were inexperienced or vulnerable.
featured, FINRA, Seaport Global Securities
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Seaport Global Securities LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
The Financial Markets Authority (FMA) of New Zealand has filed civil proceedings against InvestNow Saving and Investment Service.
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