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CME fines Morgan Stanley for alleged violations of SEF rules

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FCA fines GAM International Management, former Director Timothy Haywood

Maria Nikolova GAM International, Timothy Haywood 0 Comments March 30, 2022

The FCA has fined GAM International Management Limited £9,103,523 for failing to adequately manage conflicts of interest.

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FCA imposes £9.1M fine on GAM International Management

Maria Nikolova GAM International, Timothy Haywood 0 Comments December 16, 2021

The Financial Conduct Authority (FCA) has fined GAM International Management Limited £9.1 million for conflicts of interest.

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CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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