StoneX fined $650K for failing to disclose Pre-Trade Mid-Market Marks (PTMMM)
StoneX failed to implement procedures to ensure that its PTMMMs were accurate.
StoneX failed to implement procedures to ensure that its PTMMMs were accurate.
The National Futures Association (NFA) has ordered swap dealer member StoneX Markets LLC to pay a $1,000,000 fine.
In line with a settlement, StoneX agreed to pay a collective monetary penalty of $60,000 and disgorge profits of $4,342.50.