featured, FINRA, Stifel
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Stifel, Nicolaus & Company, Incorporated has agreed to pay $175,000 fine for alleged violations of FINRA rules.
Stifel Financial Corp. (NYSE:SF) today announced it has entered into a prime brokerage services referral partnership with Marex Group.
Adrian Geoffrey Horn, FCA fine, Stifel, wash trading
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The FCA has banned Adrian Geoffrey Horn, formerly a market making trader at Stifel Nicolaus Europe Limited, for market abuse.
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