FINRA suspends former Spartan Capital rep for excessive trading
The Financial Industry Regulatory Authority (FINRA) has suspended Murat Kartal, a former general securities representative of Spartan, for 10 months.
The Financial Industry Regulatory Authority (FINRA) has suspended Murat Kartal, a former general securities representative of Spartan, for 10 months.
Spartan failed to disclose hundreds of reportable events involving its representatives, including customer arbitrations and bankruptcies.