Frederick Joseph Cammarano III has agreed to pay a $15,000 fine and to be suspended for eighteen months from associating with any FINRA member in all principal capacities.
The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities LLC.
The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities, LLC.
The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities, LLC, John Lowry, and Kim Monchik.
Spartan Capital Securities has agreed to pay a fine of $115,000 as a part of a settlement with FINRA.
The Financial Industry Regulatory Authority (FINRA) has suspended Murat Kartal, a former general securities representative of Spartan, for 10 months.
Spartan failed to disclose hundreds of reportable events involving its representatives, including customer arbitrations and bankruptcies.
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