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Breaking News

Italy’s CONSOB orders blocking of access to four new unauthorized investment websites

Monex Group completes transfer of shares of Monex Boom Securities (HK)

Interactive Brokers adds One Cancels Another order type in IBKR Mobile app

Signet Securities to pay $100k fine to settle FINRA charges

ASIC secures Court order appointing liquidators to Global Capital Property Fund

research bundling

paying for investment research

FCA News/ Institutional News/ Regulatory News

UK to allow research payments bundling, reform secondary offering prospectus requirements

Gerald Segal FCA, featured, paying for investment research, research bundling, secondary offering prospectus, wholesale secondary markets 0 Comments July 26, 2024

The FCA has confirmed new rules allowing the ‘bundling’ of payments for research and trade execution.

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LATEST NEWS

Italy’s CONSOB orders blocking of access to four new unauthorized investment websites
October 4, 2024
Monex Group completes transfer of shares of Monex Boom Securities (HK)
October 4, 2024
Interactive Brokers adds One Cancels Another order type in IBKR Mobile app
October 4, 2024
Signet Securities to pay $100k fine to settle FINRA charges
October 4, 2024
ASIC secures Court order appointing liquidators to Global Capital Property Fund
October 4, 2024

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