FINRA fines Puente Servicios Financieros for failing to disclose required mark-up and mark-down info
Puente Servicios Financieros LLC has agreed to pay a fine of $20,000 as a part of a settlement with FINRA.
Puente Servicios Financieros LLC has agreed to pay a fine of $20,000 as a part of a settlement with FINRA.