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Breaking News

Saxo Bank volumes rebound in April 2024 led by record Equities and Commodities trading

Interactive Brokers launches daily options on the CAC 40 Index

Singapore MAS adds Transport minister Chee Hong Tat to its BoD

Komainu adds Paul Frost Smith as co-CEO alongside Robert Johnson

CFI advances into South Africa with new FSCA license

Pershing Securities

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ASIC News/ Regulatory News

ASIC removes additional license conditions from Pershing Securities Australia

Maria Nikolova Pershing Securities, PSAL 0 Comments January 29, 2021

ASIC has removed the additional licence conditions imposed on Pershing Securities Australia Pty Ltd in December 2019.

BNY Mellon

Regulatory News

BNY Mellon Australia unit Pershing first convicted of client money criminal offense

Gerald Segal BNY Mellon, client money, Pershing Securities 0 Comments August 5, 2020

Pershing Securities is the first company in Australia to be convicted of criminal offences for breaching client money provisions.

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LATEST NEWS

Saxo Bank volumes rebound in April 2024 led by record Equities and Commodities trading
May 3, 2024
Interactive Brokers launches daily options on the CAC 40 Index
May 2, 2024
Singapore MAS adds Transport minister Chee Hong Tat to its BoD
May 2, 2024
Komainu adds Paul Frost Smith as co-CEO alongside Robert Johnson
May 2, 2024
CFI advances into South Africa with new FSCA license
May 2, 2024

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