FINRA fines Odeon Capital Group for failing to adequately supervise for prearranged trading
Odeon Capital Group LLC has agreed to pay a fine of $75,000 as a part of a settlement with FINRA.
Odeon Capital Group LLC has agreed to pay a fine of $75,000 as a part of a settlement with FINRA.
From July 2016 through April 2018 and from August 2021 through March 2022, Odeon Capital failed to timely report approximately 640 trades.