Citi, Deutsche Bank, featured, HSBC, Morgan Stanley, Royal Bank of Canada
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Citi, HSBC, Morgan Stanley and Royal Bank of Canada will pay fines totalling over £100 million to settle with CMA.
featured, Morgan Stanley, NovoPayment
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Investment funds managed by Morgan Stanley Expansion Capital announced today an investment of $20 million in NovoPayment.
featured, FINRA, Morgan Stanley
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Morgan Stanley & Co LLC has agreed to pay a fine of $1 million as a part of a settlement with FINRA.
Cboe, featured, Morgan Stanley
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Morgan Stanley & Co. LLC has agreed to a censure and a fine as a part of a settlement with Cboe Exchange, Inc.
featured, FINRA, Morgan Stanley
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Morgan Stanley Smith Barney LLC has agreed to pay a fine of $400,000 as a part of a settlement with FINRA.
E*Trade, featured, gamestop, Keith Gill, meme stocks, Morgan Stanley, Morgan Stanley buys E*Trade, NYSE:GME, NYSE:MS, Roaring Kitty, stock manipulation
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On Monday GME stock soared by 21% closing at $28, leaving Mr. Gill’s E*Trade account showing an $85 million profit.
CME, CME fine, featured, Morgan Stanley
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Morgan Stanley & Co. LLC.
featured, Morgan Stanley, SEC
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Morgan Stanley agrees to pay more than $249 million to settle fraud charges and for failing to enforce information barriers.
featured, Morgan Stanley, Ofgem, WhatsApp
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These communications were made by wholesale energy traders, on privately-owned phones via WhatsApp, which discussed energy market transactions.
charting software, E*Trade, featured, Morgan Stanley, Power E*Trade
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Charting enhancements deliver more insight, analysis and control amid choppy markets and an uncertain economic environment.
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