CFTC, SEC fine JPMorgan $200M for WhatsApp messages, recordkeeping violations
JPMorgan will have to pay a hefty fine as its employees used texts and WhatsApp on personal devices to conduct business.
JPMorgan
Exclusive: JPMorgan FX exec Jon Price moves to TP ICAP as Head of eFX Sales
Jon Price, JPMorgan, LON:TCAP, NDF liquidity, NYSE:JPM, TPICAP
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Jon Price had been with JPMorgan Chase (NYSE:JPM) for more than 18 years, beginning in JPM’s FX Prime Brokerage.
Court approves $15.7M settlement in JPMorgan treasury futures spoofing case
JPMorgan, JPMorgan spoofing
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The Court has preliminarily approved the proposed $15.7 million settlement in a lawsuit accusing JPMorgan of spoofing the treasury futures market.
Interactive Brokers goes live with Request for Payment Service from J.P. Morgan
IBKR, Interactive Brokers, JPMorgan, request for payment
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Interactive Brokers went live with J.P. Morgan on Request for Payment, a real-time payment-related messaging service.
JPMorgan registers decline in Markets & Securities Services revenue in Q3 2021
JPMorgan, JPMorgan revenues, NYSE:JPM
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JPMorgan Chase & Co reported Markets & Securities Services revenue of $7.5 billion, down 4% from the year-ago quarter.
Ex-JPMorgan traders have bank fraud charges against them dismissed
Gregg Smith, JPMorgan, JPMorgan spoofing, JPMorgan traders
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The Court has dismissed bank fraud charges against former JPMorgan traders accused of spoofing the precious metals market.
Former JPMorgan traders argue against finance professor testimony
Gregg Smith, JPMorgan, JPMorgan spoofing, JPMorgan traders
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According to the former JPMorgan traders, Prof. Venkataraman’s proposed expert testimony is plainly unreliable and untested.
JPMorgan reports drop in Markets & Securities Services revenue in Q2 2021
JPMorgan, JPMorgan revenues, NYSE:JPM
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JPMorgan Chase & Co reported Markets & Securities Services revenue of $8.1 billion for Q2 2021, down 28% from a year earlier.
SEC fines Neovest for failure to register as broker-dealer
JPMorgan, Neovest, SEC fine
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Neovest, a subsidiary of JPMorgan Chase & Co, has agreed to pay a $2.75 million penalty for its failure to register as a broker-dealer.
DOJ seeks to extend stay in JPMorgan spoofing case
Gregg Smith, JPMorgan, JPMorgan spoofing, Michael Nowak
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The DOJ is asking for another stay of the civil action accusing JPMorgan of precious metals spoofing.
