JP Morgan Securities gets a slap on the wrist for alleged violations of Cboe Futures Exchange rules
J.P. Morgan Securities LLC has agreed to pay a fine of $45,000 to settle with Cboe Futures Exchange, LLC (CFE).
JP Morgan
Goldman Sachs, J.P. Morgan, TD Securities, Morgan Stanley, and BofA join LTX as fully integrated liquidity providers
Goldman Sachs, J.P. Morgan, TD Securities, Morgan Stanley, and Bank of America have joined LTX as fully integrated liquidity providers.
FINRA imposes $3.25M fine on J.P. Morgan Securities
J.P. Morgan Securities LLC has agreed to pay a fine of $3.25 million as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA imposes $140k fine on J.P. Morgan Securities
J.P. Morgan Securities LLC (JPMS) has agreed to pay a fine of $140,000 as a part of a settlement with FINRA.
BUX partners with JP Morgan on self-directed active ETF portfolios
BUX Prime Investment Plans launches in the Netherlands, Belgium, Ireland, Austria, Spain, France, Germany and Italy.
FINRA fines J.P. Morgan Securities for alleged rule violations
J.P. Morgan Securities LLC has agreed to pay a fine of $150,384 as a part of a settlement with FINRA.
MAS fines JPMorgan Chase Bank $2.4M for misconduct by its relationship managers
The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $2.4 million on JPMorgan Chase Bank, N.A.
JP Morgan Securities to pay $190k fine for alleged FINRA rule violations
J.P. Morgan Securities LLC has agreed to pay a fine of $190,000 as a part of a settlement with FINRA.
J.P. Morgan now offering clearing services to clients trading on Nodal Exchange
Nodal Clear, LLC announced today that J.P. Morgan is now offering clearing services to clients trading on Nodal Exchange.
J.P. Morgan integrates with ICE ETF Hub
J.P. Morgan’s Securities Services has integrated with ICE ETF Hub to facilitate connectivity for its ETF issuers.
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