CME outlines new Exchange Personal Trading Policy rules
The new CME rules comply with applicable insider trader and market abuse regulations as well as CFTC Regulation 1.59.
insider trading
SEC charges three individuals with insider trading in Long Blockchain stock
The Securities and Exchange Commission (SEC) has charged three individuals with insider trading in Long Blockchain Company stock.
ASIC takes Westpac to Court for insider trading
ASIC launches civil proceedings in the Federal Court against Westpac Banking Corporation for insider trading.
FINRA bars Goldman Sachs analyst Brian Maguire for Insider Trading
Brian Maguire twice purchased securities after he learned a fellow analyst was upgrading his recommendation in impending research reports.
Goldman Sachs insider trader seeks to leave the United States
Former Goldman Sachs investment banker Bryan Cohen seeks to leave the United States after completing his community service.
Goldman Sachs tipster may be allowed international travel
Telemaque Lavidas, who provided tips to Goldman Sachs trader George Nikas in an insider trading scheme, may be allowed to travel to Greece.
ASIC to offer immunity for market manipulation and insider trading
ASIC has released an immunity policy for certain contraventions of the Corporations Act, such as market manipulation and insider trading.
NY Court sides with SEC in insider trading case targeting index manager
The Court has issued a judgment in favor of the SEC in an insider trading case against senior index manager Yinghang Yang.
Day trader Walid Choucair to pay £3.9M for Insider Trading
In June 2019, Walid Choucair wa.s sentenced to three years’ imprisonment in respect of five offences of insider dealing.
Securities trader George Nikas to pay $5.3M to settle SEC charges
George Nikas and the Securities and Exchange Commission (SEC) have reached a settlement in an insider trading case.
