HSBC gets a slap on the wrist for violating CME rules
Between January 1, 2021 and March 31, 2021, HSBC Securities violated Rule 576 by failing to maintain accurate information in the Exchange Fee System.
HSBC
European Commission re-adopts decisions on Euro Interest Rate Derivatives cartel
The European Commission has adopted two decisions concerning the Euro Interest Rate Derivatives (EIRD) cartel.
HSBC appoints David Liao and Surendra Rosha as Co-Chief Execs for APAC
HSBC announces that David Liao and Surendra Rosha have been appointed Co-Chief Executives of HSBC Asia Pacific.
Siege FX hires HSBC exec Tina Kokkinos as COO
Formerly at HSBC, Tina Kokkinos held senior roles including Global FX Cash Business Manager and COO and Regulatory Lead for EMEA.
HSBC gets a slap on the wrist for erroneous orders
Cboe has fined HSBC as a result of erroneous orders the firm entered on BZX on March 9, 2018.
CFTC seeks international assistance in case against ex-HSBC exec
The CFTC is seeking international judicial assistance in a case targeting former HSBC executive Christophe Rivoire.
Former HSBC COO Andy Maguire joins Napier advisory board
RegTech company Napier has announced the appointment of former HSBC COO, Andy Maguire, to its Advisory Board.
Exclusive: HSBC FX sales vet Andy DePhillips joins RBC
Andy DePhillips has held a variety of senior FX sales roles over a 30 year career which has included stops at UBS, Commerzbank, and Citi.
Surrender of former HSBC FX trader looms closer
The surrender date of former HSBC FX trader Mark Johnson looms closer, as he receives a COVID-19 vaccine.
HSBC non-exec director Irene Lee buys 3,096 shares
Irene Lee acquired 3,096 ordinary shares of US$0.50 each in HSBC Holdings plc, at HKD48.3000 per share.
