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Breaking News

ICE registers record trading activity in Murban crude

eToro adds 509 new stocks and ETFs to list of investment instruments

Macquarie Bank to pay $10M for failure to prevent unauthorised fee transactions

Tastytrade signs partnership with options platform Unusual Whales

Aquis Exchange confirms Jonathan Clelland’s retirement from Board

HJ Sims

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FINRA fines HJ Sims for AML program deficiencies

Maria Nikolova AML fine, featured, FINRA, HJ Sims 0 Comments January 30, 2023

Between 2016 and 2019, five cyber-events occurred at or through HJ Sims. In each event, a bad actor gained unauthorized access.

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LATEST NEWS

ICE registers record trading activity in Murban crude
April 19, 2024
eToro adds 509 new stocks and ETFs to list of investment instruments
April 19, 2024
Macquarie Bank to pay $10M for failure to prevent unauthorised fee transactions
April 19, 2024
Tastytrade signs partnership with options platform Unusual Whales
April 18, 2024
Aquis Exchange confirms Jonathan Clelland’s retirement from Board
April 18, 2024

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