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Breaking News

SEC imposes total of $79M in penalties on 10 firms for recordkeeping failures

Interactive Brokers to pay $20M to settle CFTC charges for recordkeeping and supervision failures

SEC imposes $800,000 fine on Maxim Group for Regulation SHO violations

BGC Group reaffirms its outlook for Q3 2023

HK regulator publishes lists of virtual asset trading platforms

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Clearstream News/ Institutional News

FNZ, Clearstream agree on strategic partnership

Maria Nikolova Deutsche Börse, featured, FNZ 0 Comments April 13, 2022

FNZ and Clearstream, Deutsche Börse Group’s post-trade services provider, have entered a strategic partnership.

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Regulatory News

UK competition watchdog to reconsider stance on FNZ/GBST merger

Maria Nikolova CMA, CMA investigation, FNZ, GBST acquisition 0 Comments December 28, 2020

The CMA will reconsider its stance on the merger of FNZ and GBST, suppliers of retail platform solutions to investment platforms.

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Regulatory News

UK competition watchdog deals blow to FNZ/GBST merger

Maria Nikolova CMA, FNZ, GBST, GBST acquisition, UK investment tech 0 Comments November 5, 2020

The CMA has blocked the merger of FNZ and GBST after finding the deal could lead to higher prices.

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LATEST NEWS

SEC imposes total of $79M in penalties on 10 firms for recordkeeping failures
September 29, 2023
Interactive Brokers to pay $20M to settle CFTC charges for recordkeeping and supervision failures
September 29, 2023
SEC imposes $800,000 fine on Maxim Group for Regulation SHO violations
September 29, 2023
BGC Group reaffirms its outlook for Q3 2023
September 29, 2023
HK regulator publishes lists of virtual asset trading platforms
September 29, 2023

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