NZ Court places Du Val Group into interim receivership
The High Court of New Zealand has placed Du Val Capital Partners Limited together with a number of entities within the Du Val Group, into interim receivership.
FMA
NZ regulator warns online trader for suspected market manipulation
The Financial Markets Authority (FMA) of New Zealand has issued a warning to an individual online trader for suspected market manipulation.
NZ regulator censures CTRL for Derivatives Issuer licence breaches
New Zealand’s Financial Markets Authority has censured CTRL Investments Limited for breaching the obligations of its Derivatives Issuer licence.
New Zealand’s FMA cancels crowdfunding services licence for Equitise
The New Zealand Financial Markets Authority (FMA) has cancelled the crowdfunding services licence of Equitise Pty Ltd.
New Zealand’s FMA introduces new standard condition for certain market licence holders
New Zealand’s Financial Markets Authority (FMA) is introducing a new standard condition for certain market licence holders.
NZ watchdog issues interim stop order against David McEwen and entities linked to him
The Financial Markets Authority (FMA) of New Zealand has made an interim stop order against David Elgar McEwen.
Tiger Brokers to pay $900,000 fine for AML/CFT Act breaches in New Zealand
The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the AML/CFT Act 2009.
NZ watchdog censures Aurora Financial for misleading clients
New Zealand’s FMA has censured Aurora Financial Group Limited for misleading existing and potential clients about KiwiSaver returns.
NZ regulator issues interim stop order to Validus
New Zealand’s Financial Markets Authority (FMA) has today issued an Interim Stop Order to Delaware-registered Validus International LLC.
New Zealand regulator suspends crowdfunding licence of The Property Crowd
The Financial Markets Authority (FMA) of New Zealand has suspended the crowdfunding provider licence of The Property Crowd.
