NZ watchdog issues interim stop order against David McEwen and entities linked to him
The Financial Markets Authority (FMA) of New Zealand has made an interim stop order against David Elgar McEwen.
FMA
Tiger Brokers to pay $900,000 fine for AML/CFT Act breaches in New Zealand
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The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the AML/CFT Act 2009.
NZ watchdog censures Aurora Financial for misleading clients
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New Zealand’s FMA has censured Aurora Financial Group Limited for misleading existing and potential clients about KiwiSaver returns.
NZ regulator issues interim stop order to Validus
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New Zealand’s Financial Markets Authority (FMA) has today issued an Interim Stop Order to Delaware-registered Validus International LLC.
New Zealand regulator suspends crowdfunding licence of The Property Crowd
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The Financial Markets Authority (FMA) of New Zealand has suspended the crowdfunding provider licence of The Property Crowd.
NZ regulator files court proceedings against Tiger Brokers
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New Zealand’s Financial Markets Authority (FMA) has filed civil High Court proceedings against Tiger Brokers (NZ) Limited.
New Zealand watchdog warns GSF Asia Pacific is offering fake pre-IPO shares
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New Zealand’s FMA is concerned that GSF Asia Pacific (GSF) may be operating a scam via their website gsf-ap.com
New Zealand’s FMA cancels licence of Wisdom House Investment Partners
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New Zealand’s FMA has cancelled the transitional financial advice provider (FAP) licence of Wisdom House Investment Partners.
New Zealand FMA lifts suspension of AxiCorp licence
New Zealand’s FMA has lifted the suspension on the derivatives issuer licence of AxiCorp Financial Services Pty Limited.
NZ regulator issues guidance on advertising of financial products
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In its guidance, New Zealand’s FMA notes that any claims in the advertising of financial products must be substantiated.
