Former CBL Group CFO ordered to pay fine for breaches of continuous disclosure requirements
Former CBL Group Chief Financial Officer (CFO), Carden Mulholland, has been ordered to pay a pecuniary penalty of $641,250.
FMA
FMA warns Evco Pacific and its directors for breaching disclosure requirements
The Financial Markets Authority (FMA) has issued a warning to Evco Pacific Limited for failing to make the proper disclosure requirements.
NZ regulator files civil proceedings against InvestNow
The Financial Markets Authority (FMA) of New Zealand has filed civil proceedings against InvestNow Saving and Investment Service.
NZ regulator files criminal proceedings against individual for alleged insider trading
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The FMA alleges the individual traded, and encouraged others to trade or hold, HGH shares on several occasions.
NZ regulator secures bans against Oceania Natural Limited defendants
Oceania Natural Limited defendants have been banned from holding senior management positions for nine years.
NZ Court places Du Val Group into interim receivership
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The High Court of New Zealand has placed Du Val Capital Partners Limited together with a number of entities within the Du Val Group, into interim receivership.
NZ regulator warns online trader for suspected market manipulation
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The Financial Markets Authority (FMA) of New Zealand has issued a warning to an individual online trader for suspected market manipulation.
NZ regulator censures CTRL for Derivatives Issuer licence breaches
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New Zealand’s Financial Markets Authority has censured CTRL Investments Limited for breaching the obligations of its Derivatives Issuer licence.
New Zealand’s FMA cancels crowdfunding services licence for Equitise
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The New Zealand Financial Markets Authority (FMA) has cancelled the crowdfunding services licence of Equitise Pty Ltd.
New Zealand’s FMA introduces new standard condition for certain market licence holders
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New Zealand’s Financial Markets Authority (FMA) is introducing a new standard condition for certain market licence holders.
