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Breaking News

FINRA imposes $500k fine on Oppenheimer & Co

Finalto releases new Broker Series entry with focus on marketing / compliance

Plus500 shareholders vote against directors’ remuneration report

FCA bans, fines former CEO of Shard Capital Partners £120,300 for putting investors at risk

Visa unveils AI-powered solution to combat account attacks

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Regulatory News

Swiss FINMA updates on licensing of portfolio managers

Maria Nikolova FINMA, FINMA license 0 Comments February 2, 2024

The Swiss Financial Market Supervisory Authority (FINMA) today published an update on the licensing of portfolio managers.

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Regulatory News

Swiss FINMA grants 670 licences for portfolio managers and trustees in 2022

Maria Nikolova FINMA, FINMA license, Swiss FINMA 0 Comments January 30, 2023

As at 31 December 2022, FINMA had granted licences to 670 institutions, including 642 portfolio managers and 22 trustees.

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LATEST NEWS

FINRA imposes $500k fine on Oppenheimer & Co
May 8, 2024
Finalto releases new Broker Series entry with focus on marketing / compliance
May 7, 2024
Plus500 shareholders vote against directors’ remuneration report
May 7, 2024
FCA bans, fines former CEO of Shard Capital Partners £120,300 for putting investors at risk
May 7, 2024
Visa unveils AI-powered solution to combat account attacks
May 7, 2024

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