Federal Administrative Court finds write-off of Credit Suisse AT1 capital instruments was unlawful
The write-off of the Credit Suisse AT1 capital instruments as ordered by FINMA in March 2023 lacked legal basis.
FINMA
Swiss regulator finds UBS’s emergency plan largely fulfills current statutory requirements
The Swiss Financial Market Supervisory Authority (FINMA) has identified further progress in UBS’s resolvability.
Swiss regulator finds PostFinance’s emergency plan not ready for implementation
Swiss FINMA has completed its annual assessment of the emergency and recovery plans for the domestic systemically important banks.
Swiss FINMA issues warning about spoofing calls
The Swiss Financial Market Supervisory Authority (FINMA) is issuing a warning about phishing calls with a spoofed FINMA telephone number.
SEC to resume processing RIA applications from Swiss businesses
The SEC will resume processing applications from FINMA supervised Swiss entities who want to conduct business as RIAs in the USA.
Swiss Federal Council draws lessons from Credit Suisse crisis, outlines measures for banking stability
The review of the Credit Suisse crisis showed that the too big to fail regime needs to be improved in order to reduce risks for the state, taxpayers and the economy.
Swiss FINMA issues license to DLT trading facility operated by BX Digital
Switzerland’s Financial Market Supervisory Authority (FINMA) has licensed the first DLT trading facility to date.
Swiss FINMA updates on status of licences issued to portfolio managers and trustees
The Swiss Financial Market Supervisory Authority (FINMA) today provided an update on the status of licences issued to portfolio managers and trustees.
FINMA opens bankruptcy proceedings against FinTech start-up SWISS4.0 SA
The Swiss Financial Market Supervisory Authority (FINMA) opened bankruptcy proceedings against FinTech start-up SWISS4.0 SA
Swiss FINMA orders Leonteq to disgorge profits totalling CHF 9.3 million
Swiss Financial Market Supervisory Authority (FINMA) today announced the conclusion of its proceedings against Leonteq.
