Fidelity Brokerage Services secures restraining order against former VP
Fidelity Brokerage Services LLC has secured a temporary restraining order (TRO) against its former VP Adam Ritter.
Fidelity
FINRA imposes $600k fine on Fidelity Brokerage Services
Fidelity Brokerage Services LLC has agreed to pay a fine of $600,000 as a part of a settlement with FINRA.
FINRA fines Fidelity Brokerage for flaws in approving customers to trade options
From May 2017 through April 2022, Fidelity did not exercise reasonable due diligence before approving customers to trade options.
Fidelity joins SIX Swiss Exchange as new ETP issuer
Fidelity Exchange Traded Products GmbH admits two new Bitcoin ETPs in USD and CHF to trading on SIX Swiss Exchange.
