FINRA imposes $600k fine on Fidelity Brokerage Services
Fidelity Brokerage Services LLC has agreed to pay a fine of $600,000 as a part of a settlement with FINRA.
Fidelity Brokerage Services LLC has agreed to pay a fine of $600,000 as a part of a settlement with FINRA.
From May 2017 through April 2022, Fidelity did not exercise reasonable due diligence before approving customers to trade options.
Fidelity Exchange Traded Products GmbH admits two new Bitcoin ETPs in USD and CHF to trading on SIX Swiss Exchange.