ESMA issues statement on sharing info during pre-close calls
The European Securities and Markets Authority (ESMA) issued today a statement reminding about the legislative framework applicable to “pre-close calls”.
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ESMA finalises first rules on crypto-asset service providers
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The new ESMA report aims to promote fair competition between crypto-asset service providers and a safer environment for EU investors.
ESMA imposes €2.2M fine on Scope Ratings for breaches of conflict of interest obligations
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ESMA has fined Scope Ratings GmbH a total of EUR 2,197,500, and issued a public notice, for breaches of the CRA Regulation.
ESMA withdraws Euronext authorisation as data reporting service provider under MiFIR
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ESMA has withdrawn the authorisation of Euronext Paris SA as a Data Reporting Service Provider (DRSP).
ESMA withdraws EU recognition of Dubai Commodities Clearing Corporation (DCCC)
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The decision is a consequence of the UAE being on the EU list of high-risk countries for AML and counter financing of terrorism.
ESMA sets requirements when posting investment recommendations on social media
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When posting on social media, influencers must disclose any conflicts of interest in a clear way, so investors would take notice of it.
ESMA pushes for clear product labelling in CFD marketing materials
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ESMA has published a discussion paper on the digitalisation of retail investment services and related investor protection considerations.
ESMA encourages crypto firms to start preparing for new rules
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The European Securities and Markets Authority (ESMA) is preparing the implementation of the Markets in Crypto-Assets Regulation (MiCA).
ESMA extends temporary CCP collateral emergency measures by six months
ESMA has extended for six months the emergency measures which temporarily expand the pool of eligible collateral for all types of counterparties.
ESMA consults on possible changes to annual fees for Tier 1 third country CCPs
ESMA today launched a public consultation on the revision of the Delegated Regulation regarding fees charged to Tier 1 third country central counterparties.
