FINRA fines Crown Capital Securities
Crown Capital Securities has agreed to pay a $50,000 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Crown Capital Securities has agreed to pay a $50,000 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Between January 2017 and January 2021, Crown Capital paid $19.3 million in transaction-based compensation to unregistered entities.