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Credit Suisse to appeal Court decision to fine it CHF 2 million

Credit Suisse notes that the investigation dates back more than 14 years and that it will appeal the decision.

Credit Suisse Securities (USA) LLC agrees to pay a $345,000 fine for failure to monitor employees’ outside brokerage accounts.

Credit Suisse Securities (Hong Kong) Limited gets a $2.1 million fine for regulatory breaches related to failures in its electronic trading systems.