CFTC extends certain relief to market participants in response to COVID-19
The CFTC extends certain no-action relief issued in response to the COVID-19 pandemic until September 30, 2021.
covid 19
CySEC extends deadlines for filing AML reports
AML reports, covid 19
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The CySEC has extended several deadlines for the the filing of investment firms’ reports related to AML.
Former HSBC FX trader fails to secure compassionate release
compassionate release, covid 19, HSBC FX trader, Mark Johnson
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Former HSBC FX executive Mark Johnson moved for compassionate release, referring to risks to his health posed by the COVID-19 pandemic.
NYSE Trading Floor set to open to DMMs on Jan 25, 2021
covid 19, NYSE, NYSE Trading Floor
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The NYSE Trading Floor will continue to operate with reduced headcount and additional safety precautions.
CME Group in talks with CFTC over extension of relief concerning COVID-19 pandemic
CME Group is currently in discussions with the CFTC to request an extension of regulatory relief concerning COVID-19 pandemic.
CONSOB shuts Rome, Milan offices after President Paolo Savona tests positive for COVID-19
covid 19, Paolo Savona
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CONSOB said that Mr. Savona is an asymptomatic carrier. The regulator said that he is in quarantine, and working from home.
Cboe reopens Chicago trading floor
covid 19, trading floor
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Exchange operator Cboe Global Markets, Inc. has announced it reopened its Cboe Options Exchange trading floor in Chicago on Monday, […]
CFTC extends work-from-home relief rules to September 30
covid 19, work from home
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US derivatives market regulator CFTC has announced that a number of the “no-action relief” rules it put into place in […]
ESMA wants transparency on Covid-19 effects in company financials
covid 19, ESMA, financial reporting
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The European Securities and Markets Authority (ESMA), the EU Securities Markets regulator, has published a Public Statement addressing the implications […]
Austria ends Wiener Börse short selling restrictions
covid 19, short selling restrictions, Vienna Stock Exchange, Wiener Börse
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Two months after first imposed, the Vienna Stock Exchange (or Wiener Börse) is going to let lapse a number of […]
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