CASS Compliance: Why automation is just the first step
The FCA’s CASS establishes the standards firms must meet to protect client money and assets and to maintain trust in the financial system.
The FCA’s CASS establishes the standards firms must meet to protect client money and assets and to maintain trust in the financial system.
The Financial Conduct Authority’s CASS rules require regulated firms to perform accurate and regular reconciliations of client assets.