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Breaking News

SEC imposes total of $79M in penalties on 10 firms for recordkeeping failures

Interactive Brokers to pay $20M to settle CFTC charges for recordkeeping and supervision failures

SEC imposes $800,000 fine on Maxim Group for Regulation SHO violations

BGC Group reaffirms its outlook for Q3 2023

HK regulator publishes lists of virtual asset trading platforms

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Executives News

Rob Woods resigns from ASX Board

Maria Nikolova ASX, ASX Board, featured, Rob Woods 0 Comments March 14, 2023

ASX today announces that non-executive director Rob Woods will resign from its Board of Directors.

Australia ASX exchange

Executives News

ASX welcomes two new non-exec directors

Maria Nikolova ASX, ASX Board, featured, Luke Randell, Vicki Carter 0 Comments February 2, 2023

Vicki Carter and Luke Randell will join as non‐executive directors of ASX Limited, effective Feb 2, 2023 and April 3, 2023, respectively.

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LATEST NEWS

SEC imposes total of $79M in penalties on 10 firms for recordkeeping failures
September 29, 2023
Interactive Brokers to pay $20M to settle CFTC charges for recordkeeping and supervision failures
September 29, 2023
SEC imposes $800,000 fine on Maxim Group for Regulation SHO violations
September 29, 2023
BGC Group reaffirms its outlook for Q3 2023
September 29, 2023
HK regulator publishes lists of virtual asset trading platforms
September 29, 2023

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