The SEC has brought charges against Alpine Securities, its former CEO Christopher Doubek, and its current COO Joseph Walsh.
FINRA extended hearing panel has expelled Salt Lake City-based broker-dealer Alpine Securities Corp. from FINRA membership.
Alpine Securities has agreed to a fine and a censure as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Alpine has withdrawn its motion for preliminary injunction against FINRA in a legal dispute over Zoom hearing.
Alpine Securities takes FINRA to court after being ordered to use Zoom as part of disciplinary proceedings.